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Law in Silico: Simulating Legal Society with LLM-Based Agents

arXiv.org Artificial Intelligence

Since real-world legal experiments are often costly or infeasible, simulating legal societies with Artificial Intelligence (AI) systems provides an effective alternative for verifying and developing legal theory, as well as supporting legal administration. Large Language Models (LLMs), with their world knowledge and role-playing capabilities, are strong candidates to serve as the foundation for legal society simulation. However, the application of LLMs to simulate legal systems remains underexplored. In this work, we introduce Law in Silico, an LLM-based agent framework for simulating legal scenarios with individual decision-making and institutional mechanisms of legislation, adjudication, and enforcement. Our experiments, which compare simulated crime rates with real-world data, demonstrate that LLM-based agents can largely reproduce macro-level crime trends and provide insights that align with real-world observations. At the same time, micro-level simulations reveal that a well-functioning, transparent, and adaptive legal system offers better protection of the rights of vulnerable individuals.



Revisiting Broken Windows Theory

arXiv.org Artificial Intelligence

We revisit the longstanding question of how physical structures in urban landscapes influence crime. Leveraging machine learning-based matching techniques to control for demographic composition, we estimate the effects of several types of urban structures on the incidence of violent crime in New York City and Chicago. We additionally contribute to a growing body of literature documenting the relationship between perception of crime and actual crime rates by separately analyzing how the physical urban landscape shapes subjective feelings of safety. Our results are twofold. First, in consensus with prior work, we demonstrate a "broken windows" effect in which abandoned buildings, a sign of social disorder, are associated with both greater incidence of crime and a heightened perception of danger. This is also true of types of urban structures that draw foot traffic such as public transportation infrastructure. Second, these effects are not uniform within or across cities. The criminogenic effects of the same structure types across two cities differ in magnitude, degree of spatial localization, and heterogeneity across subgroups, while within the same city, the effects of different structure types are confounded by different demographic variables. Taken together, these results emphasize that one-size-fits-all approaches to crime reduction are untenable and policy interventions must be specifically tailored to their targets.


Minimax and Communication-Efficient Distributed Best Subset Selection with Oracle Property

arXiv.org Machine Learning

The explosion of large-scale data in fields such as finance, e-commerce, and social media has outstripped the processing capabilities of single-machine systems, driving the need for distributed statistical inference methods. Traditional approaches to distributed inference often struggle with achieving true sparsity in high-dimensional datasets and involve high computational costs. We propose a novel, two-stage, distributed best subset selection algorithm to address these issues. Our approach starts by efficiently estimating the active set while adhering to the $\ell_0$ norm-constrained surrogate likelihood function, effectively reducing dimensionality and isolating key variables. A refined estimation within the active set follows, ensuring sparse estimates and matching the minimax $\ell_2$ error bound. We introduce a new splicing technique for adaptive parameter selection to tackle subproblems under $\ell_0$ constraints and a Generalized Information Criterion (GIC). Our theoretical and numerical studies show that the proposed algorithm correctly finds the true sparsity pattern, has the oracle property, and greatly lowers communication costs. This is a big step forward in distributed sparse estimation.


Expanded Police Surveillance Will Get Us "Broken Windows" on Steroids

Slate

Across the United States, cities are spending a larger share of the money at their disposal buying and deploying surveillance technology. From cameras to A.I.–enhanced microphones, and from automated license plate readers to drones and robots, cities are responding to cries for more safety with security theater. This might lead to a few extra arrests, but it does little to create sustainable safety. Forcing residents in neighborhoods with higher crime rates to live under constant, all-seeing digital scrutiny will neither make people safer from the systematic harms they face, including police violence, nor patch up their rocky relationship with the police who are sworn to protect and serve them. From at least the advent of fingerprint analysis, police work has trended to rely more on technology and less on community involvement--a shift that has signaled a decreasing reliance on witnesses and people who know community residents well.


One-Shot Safety Alignment for Large Language Models via Optimal Dualization

arXiv.org Machine Learning

The growing safety concerns surrounding Large Language Models (LLMs) raise an urgent need to align them with diverse human preferences to simultaneously enhance their helpfulness and safety. A promising approach is to enforce safety constraints through Reinforcement Learning from Human Feedback (RLHF). For such constrained RLHF, common Lagrangian-based primal-dual policy optimization methods are computationally expensive and often unstable. This paper presents a dualization perspective that reduces constrained alignment to an equivalent unconstrained alignment problem. We do so by pre-optimizing a smooth and convex dual function that has a closed form. This shortcut eliminates the need for cumbersome primal-dual policy iterations, thus greatly reducing the computational burden and improving training stability. Our strategy leads to two practical algorithms in model-based and preference-based scenarios (MoCAN and PeCAN, respectively). A broad range of experiments demonstrate the effectiveness of our methods.


An Explainable AI Approach to Large Language Model Assisted Causal Model Auditing and Development

arXiv.org Artificial Intelligence

Causal networks are widely used in many fields, including epidemiology, social science, medicine, and engineering, to model the complex relationships between variables. While it can be convenient to algorithmically infer these models directly from observational data, the resulting networks are often plagued with erroneous edges. Auditing and correcting these networks may require domain expertise frequently unavailable to the analyst. We propose the use of large language models such as ChatGPT as an auditor for causal networks. Our method presents ChatGPT with a causal network, one edge at a time, to produce insights about edge directionality, possible confounders, and mediating variables. We ask ChatGPT to reflect on various aspects of each causal link and we then produce visualizations that summarize these viewpoints for the human analyst to direct the edge, gather more data, or test further hypotheses. We envision a system where large language models, automated causal inference, and the human analyst and domain expert work hand in hand as a team to derive holistic and comprehensive causal models for any given case scenario. This paper presents first results obtained with an emerging prototype.


Watching the Watchers: Democratizing AI To Audit The State

#artificialintelligence

Socially disadvantaged communities have often raised legitimate concerns about being over-policed and under-protected. Now, the rise of AI algorithms driving a myriad of "predictive policing" attempts has threatened to exacerbate the problem. The use of automated algorithms in policing does not do away with inequity; biases might be introduced through how such machines are trained. The black-box nature of state-of-the-art AI algorithms that do not consider the underlying social mechanics of crime, fosters little confidence that such schemes can ultimately thwart crime in any meaningful manner. To make things worse, AI algorithms are demonstrably an effective force-multiplier for the state, manifesting an evermore intrusive control and surveillance apparatus to monitor all aspects of our lives.


The effect of differential victim crime reporting on predictive policing systems

arXiv.org Machine Learning

Police departments around the world have been experimenting with forms of place-based data-driven proactive policing for over two decades. Modern incarnations of such systems are commonly known as hot spot predictive policing. These systems predict where future crime is likely to concentrate such that police can allocate patrols to these areas and deter crime before it occurs. Previous research on fairness in predictive policing has concentrated on the feedback loops which occur when models are trained on discovered crime data, but has limited implications for models trained on victim crime reporting data. We demonstrate how differential victim crime reporting rates across geographical areas can lead to outcome disparities in common crime hot spot prediction models. Our analysis is based on a simulation patterned after district-level victimization and crime reporting survey data for Bogot\'a, Colombia. Our results suggest that differential crime reporting rates can lead to a displacement of predicted hotspots from high crime but low reporting areas to high or medium crime and high reporting areas. This may lead to misallocations both in the form of over-policing and under-policing.